SFC Licences of LI Ching 李靜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 26 April 2018 | |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 26 April 2018 | |
RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 | RE | 1 | 14 June 2011 | 01 November 2012 |