SFC Licences of LI Ching 李靜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 26 April 2018
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 26 April 2018
RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 RE 1 14 June 2011 01 November 2012