SFC Licences of XU Rui 徐睿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 29 December 2014 | 06 August 2015 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 24 June 2013 | 06 August 2015 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 24 June 2013 | 06 August 2015 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 16 June 2011 | 31 December 2012 |