SFC Licences of LI Min 李敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 | RO | 9 | 02 December 2019 | 31 December 2022 |
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 | RO | 4 | 02 December 2019 | 31 December 2022 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 | RO | 9 | 16 November 2016 | 29 March 2018 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 | RO | 4 | 16 November 2016 | 29 March 2018 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 | RO | 9 | 05 June 2014 | 30 September 2015 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 | RO | 4 | 05 June 2014 | 30 September 2015 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 | RE | 4 | 13 July 2012 | 05 June 2014 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 | RE | 9 | 15 June 2011 | 05 June 2014 |