SFC Licences of WU Yi Cheng 吳一正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 14 October 2015 | 05 August 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 14 October 2015 | 05 August 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 June 2011 | 18 September 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 21 June 2011 | 18 September 2015 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 21 June 2011 | 31 January 2012 |