SFC Licences of SHAO Huabin 邵華斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 13 July 2015 | 29 May 2020 |
ICBC International Futures Limited 工銀國際期貨有限公司 | RO | 2 | 30 December 2014 | 29 May 2020 |
ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 01 December 2014 | 30 December 2014 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RO | 2 | 25 August 2011 | 04 September 2014 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 21 June 2011 | 25 August 2011 |