SFC Licences of ZHOU Yun 周蘊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 RO 9 19 January 2023
Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 RO 4 19 January 2023
Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 RE 9 24 November 2020 19 January 2023
Sino-Ocean Investment Management Limited 遠洋投資管理有限公司 RE 4 24 November 2020 19 January 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 28 June 2011 31 July 2013