SFC Licences of SO Yung Yung 蘇榕熔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tiger Brokers (HK) Global Limited 老虎證券(香港)環球有限公司 | RE | 4 | 05 May 2023 | |
Tiger Brokers (HK) Global Limited 老虎證券(香港)環球有限公司 | RE | 2 | 12 January 2023 | |
Tiger Brokers (HK) Global Limited 老虎證券(香港)環球有限公司 | RE | 1 | 12 January 2023 | |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 09 September 2022 | 09 December 2022 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 September 2022 | 09 December 2022 |
Unicorn Securities Company Limited 益群證券有限公司 | RE | 1 | 01 September 2015 | 22 August 2022 |
Unicorn Securities Company Limited 益群證券有限公司 | RO | 1 | 09 February 2015 | 01 September 2015 |
Unicorn Securities Company Limited 益群證券有限公司 | RE | 1 | 26 August 2011 | 09 February 2015 |