SFC Licences of WONG Ching 王靜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 4 19 October 2022
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 1 19 October 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 25 June 2021 31 August 2021
Quam Securities Limited 華富建業證券有限公司 RE 2 12 May 2020 15 May 2021
Quam Securities Limited 華富建業證券有限公司 RE 1 12 May 2020 15 May 2021
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 31 October 2019 24 March 2020
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 18 September 2019 24 March 2020
China Investment Fund International Securities Limited 中投國際證券有限公司 RE 1 22 March 2019 28 March 2019
Mason Futures Limited 茂宸期貨有限公司 RE 2 16 November 2018 23 February 2019
Mason Securities Limited 茂宸證券有限公司 RE 1 09 November 2018 23 February 2019
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 15 January 2018 05 October 2018
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 09 November 2017 05 October 2018
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 26 September 2017 05 October 2018
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 30 December 2014 15 September 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 28 June 2011 15 December 2014