SFC Licences of LEW Jeffrey Kuo-I
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Asia Securities Limited | RE | 4 | 26 October 2022 | |
Macquarie Asia Securities Limited | RE | 1 | 26 October 2022 | |
Atlantis Investment Management Limited 西京投資管理有限公司 | RE | 9 | 17 July 2013 | 01 December 2013 |
Atlantis Investment Management Limited 西京投資管理有限公司 | RE | 4 | 17 July 2013 | 01 December 2013 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 30 June 2011 | 28 June 2013 |