SFC Licences of CHUNG Raymond 鍾振漢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Centaline Securities Limited 中原證券有限公司 | RE | 1 | 26 November 2014 | 07 July 2016 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 29 August 2014 | 07 July 2016 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 29 June 2012 | 10 May 2014 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 29 June 2012 | 10 May 2014 |