SFC Licences of SUGIHARA Ryoma

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 March 2012 14 March 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 14 July 2011 28 July 2011