SFC Licences of KOH Lee Shin 高立迅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | 6 | 15 December 2022 | |
| Wells Fargo Securities Asia Limited | RO | 4 | 15 December 2022 | |
| Wells Fargo Securities Asia Limited | RO | 1 | 15 December 2022 | |
| Wells Fargo Securities Asia Limited | RE | 4 | 07 September 2022 | 15 December 2022 |
| Wells Fargo Securities Asia Limited | RE | 6 | 16 August 2022 | 15 December 2022 |
| Wells Fargo Securities Asia Limited | RE | 1 | 16 August 2022 | 15 December 2022 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 18 July 2011 | 28 April 2022 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 July 2011 | 28 April 2022 |