SFC Licences of LO Ka Wing 盧嘉榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nerico Brothers Limited | RE | 3 | 02 January 2013 | 30 March 2020 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 3 | 29 June 2012 | 03 September 2012 |
South China Forex Limited 南華外匯有限公司 | RE | 3 | 05 March 2012 | 15 June 2012 |
BWC Forex Limited 寶華世紀外匯有限公司 | RE | 3 | 29 August 2011 | 23 February 2012 |