SFC Licences of CHOI Yuen Ching 蔡婉貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 26 May 2015 | 01 December 2016 |
Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 1 | 01 September 2011 | 15 October 2012 |