SFC Licences of TO Yat Hong 杜溢康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 21 November 2017 | 18 December 2018 |
| Hang Seng Securities Limited 恒生證券有限公司 | RE | 1 | 19 September 2017 | 06 November 2017 |
| Marex Hong Kong Limited | RE | 2 | 14 November 2011 | 29 September 2014 |
| Hang Seng Securities Limited 恒生證券有限公司 | RE | 4 | 15 July 2011 | 31 October 2011 |
| Hang Seng Securities Limited 恒生證券有限公司 | RE | 1 | 15 July 2011 | 31 October 2011 |