SFC Licences of KONG Koon Wai 江冠瑋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
South China Commodities Limited 南華期貨有限公司 RE 2 24 May 2021 05 August 2022
South China Securities Limited 南華證券投資有限公司 RE 1 24 May 2021 05 August 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 09 August 2018 12 May 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 09 August 2018 12 May 2021
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 2 18 December 2017 31 July 2018
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 18 December 2017 31 July 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 11 December 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 20 March 2014 11 December 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 20 March 2014 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 20 March 2014 02 October 2017
Funderstone Futures Limited RE 2 03 October 2011 28 February 2014
Funderstone Securities Limited RE 1 11 August 2011 28 February 2014