SFC Licences of SHUM Ka Wai 沈嘉煒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Worldsec Securities Limited 第一金和昇證券有限公司
RE 4 11 September 2018
First Worldsec Securities Limited 第一金和昇證券有限公司
RE 1 13 March 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 18 June 2014 31 January 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 18 June 2014 31 January 2018
Fulbright Securities Limited 富昌證券有限公司
RE 1 21 July 2011 17 April 2014
Fulbright Futures Limited 富昌期貨有限公司
RE 2 21 July 2011 17 April 2014