SFC Licences of PHAM John Le Hien
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ZhongYi Investment Managers Limited 中意投資經理有限公司 | RE | 4 | 03 September 2021 | |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 | RE | 9 | 25 June 2019 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 18 February 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 29 August 2011 | 18 February 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 18 July 2011 | 18 February 2016 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 18 July 2011 | 31 August 2013 |