SFC Licences of XI Zheyu 奚哲漁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | RE | 1 | 17 July 2019 | |
| Lazard Asset Management (Hong Kong) Limited | RE | 4 | 15 July 2019 | |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 | RE | 9 | 15 March 2016 | 19 June 2019 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 | RE | 4 | 15 March 2016 | 19 June 2019 |
| Religare Capital Markets (Hong Kong) Limited | RE | 4 | 22 July 2011 | 25 July 2014 |