SFC Licences of HOAR Nicholas John Francis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RO | 4 | 21 March 2012 | 29 July 2022 |
| Neuberger Berman Asia Limited | RO | 1 | 21 March 2012 | 29 July 2022 |
| Neuberger Berman Asia Limited | RO | 9 | 21 March 2012 | 25 May 2012 |
| Neuberger Berman Asia Limited | RE | 9 | 28 November 2011 | 21 March 2012 |
| Neuberger Berman Asia Limited | RE | 4 | 28 November 2011 | 21 March 2012 |
| Neuberger Berman Asia Limited | RE | 1 | 28 November 2011 | 21 March 2012 |
| Neuberger Berman Asia Limited | RE | 4 | 25 August 2011 | 25 November 2011 |
| Neuberger Berman Asia Limited | RE | 1 | 25 August 2011 | 25 November 2011 |