SFC Licences of SUEN Tin Yan 孫天欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Orient Securities Limited 東方匯財證券有限公司	RO	9	13 January 2023	31 March 2024
Orient Securities Limited 東方匯財證券有限公司	RO	4	13 January 2023	31 March 2024
Orient Securities Limited 東方匯財證券有限公司	RO	1	13 January 2023	31 March 2024
Kingdom Investment Managers Limited 國權投資管理有限公司	RO	9	26 August 2022	31 December 2022
Kingdom Investment Managers Limited 國權投資管理有限公司	RO	4	26 August 2022	31 December 2022
Gransing Securities Co., Limited 國投證券有限公司	RO	9	08 March 2022	08 July 2022
Gransing Securities Co., Limited 國投證券有限公司	RO	4	19 August 2021	08 July 2022
Gransing Securities Co., Limited 國投證券有限公司	RO	1	19 August 2021	08 July 2022
Gransing Securities Co., Limited 國投證券有限公司	RE	9	16 June 2020	08 March 2022
Gransing Securities Co., Limited 國投證券有限公司	RE	4	16 June 2020	19 August 2021
Gransing Securities Co., Limited 國投證券有限公司	RE	1	15 June 2020	19 August 2021
CVP Asset Management Limited	RE	9	25 July 2019	18 April 2020
CVP Asset Management Limited	RE	4	25 July 2019	18 April 2020
CVP Securities Limited 星火證券有限公司	RE	1	11 June 2019	01 June 2020
RUIFENG SECURITIES LIMITED 瑞豐證券有限公司	RE	9	04 April 2019	25 May 2019
RUIFENG SECURITIES LIMITED 瑞豐證券有限公司	RE	4	18 October 2018	25 May 2019
RUIFENG SECURITIES LIMITED 瑞豐證券有限公司	RE	1	18 October 2018	25 May 2019
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司	RE	9	21 June 2017	16 October 2017
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司	RE	4	11 May 2017	16 October 2017
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司	RE	1	11 May 2017	16 October 2017
Equities First Holdings Hong Kong Limited	RE	1	01 March 2017	24 March 2017
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	1	22 July 2011	08 March 2014
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司	RE	4	22 July 2011	08 March 2014