SFC Licences of LAM Siu Lung 林兆龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 17 September 2014 27 January 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 17 September 2014 27 January 2015
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司
RE 3 14 August 2014 01 September 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司
RE 2 07 May 2014 01 September 2014
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 1 23 December 2013 01 September 2014
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
RE 2 28 July 2011 24 March 2012
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1 28 July 2011 24 March 2012
CES Forex (HK) Limited 光證外匯(香港)有限公司
RE 3 28 July 2011 20 January 2012