SFC Licences of LI Zhe 李喆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lucion International Asset Management Limited 魯信國際資產管理有限公司 RO 9 27 March 2023
Lucion International Asset Management Limited 魯信國際資產管理有限公司 RO 4 27 March 2023
Lucion International Asset Management Limited 魯信國際資產管理有限公司 RE 9 16 February 2023 27 March 2023
Lucion International Asset Management Limited 魯信國際資產管理有限公司 RE 4 16 February 2023 27 March 2023
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RO 4 17 November 2021 02 October 2022
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RO 9 18 November 2019 02 October 2022
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 4 24 May 2019 17 November 2021
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 9 16 May 2019 18 November 2019
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 RO 9 27 June 2018 16 April 2019
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 RE 9 27 March 2018 27 June 2018
OP Investment Management Limited 東英投資管理有限公司 RE 4 27 July 2017 12 January 2018
OP Investment Management Limited 東英投資管理有限公司 RO 9 12 August 2016 12 January 2018
OP Investment Management Limited 東英投資管理有限公司 RE 9 05 September 2011 12 August 2016