SFC Licences of XIE Shaobo 謝少波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 August 2011 | 15 April 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 03 August 2011 | 15 April 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 03 August 2011 | 31 January 2012 |