SFC Licences of SO Wai 蘇慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 | RE | 9 | 11 December 2012 | 18 April 2013 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 | RE | 4 | 11 December 2012 | 18 April 2013 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 | RE | 1 | 11 December 2012 | 18 April 2013 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 01 August 2011 | 31 October 2012 |