SFC Licences of SOON Yung Kuen 秦容娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Swissquote Asia Limited | RE | 3 | 10 July 2018 | 19 October 2018 |
| GFI (HK) Securities L.L.C. | RE | 7 | 10 August 2011 | 31 December 2012 |
| GFI (HK) Securities L.L.C. | RE | 1 | 10 August 2011 | 31 December 2012 |