SFC Licences of FUNG Yi 馮夷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zeal Asset Management Limited 行健資產管理有限公司 RE 9 12 January 2021 01 June 2021
Zeal Asset Management Limited 行健資產管理有限公司 RE 4 12 January 2021 01 June 2021
Zeal Asset Management Limited 行健資產管理有限公司 RE 1 12 January 2021 01 June 2021
Mighty Divine Investment Management Limited RE 9 23 July 2019 11 February 2020
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 9 22 May 2019 12 July 2019
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 4 22 May 2019 12 July 2019
Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 RE 1 22 May 2019 12 July 2019
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 30 March 2015 23 April 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 30 March 2015 23 April 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 30 March 2015 23 April 2016
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 23 May 2012 07 August 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 09 August 2011 17 February 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 09 August 2011 17 February 2012