SFC Licences of TAN Yan 譚燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RO | 4 | 26 August 2019 | |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RO | 2 | 08 June 2018 | |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RO | 1 | 08 June 2018 | |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 25 January 2018 | 08 June 2018 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 25 January 2018 | 08 June 2018 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 01 November 2011 | 12 September 2016 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 01 November 2011 | 12 September 2016 |