SFC Licences of CAO Patrick Minh

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 6 07 January 2013 19 March 2015
Moelis & Company Asia Limited 美馳亞洲有限公司 RE 6 20 September 2011 24 October 2012