SFC Licences of LI Zheng 李崢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Oriental Patron Asia Limited 東英亞洲有限公司 | RE | 6 | 05 June 2019 | 28 February 2023 |
Oriental Patron Asia Limited 東英亞洲有限公司 | RE | 1 | 24 May 2019 | 28 February 2023 |
Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 21 December 2017 | 21 April 2019 |
Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RO | 2 | 01 November 2016 | 21 April 2019 |
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 | RO | 2 | 23 May 2014 | 21 November 2017 |
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 | RE | 2 | 14 October 2011 | 23 May 2014 |