SFC Licences of YAN Vivian 甄慧淙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Delphinium Capital Partners Limited 德智資本有限公司 RO 9 24 October 2016
Delphinium Capital Partners Limited 德智資本有限公司 RO 4 24 October 2016
Harmony Asset Management Limited 亨亞管理有限公司 RO 9 09 September 2015 11 February 2022
Harmony Asset Management Limited 亨亞管理有限公司 RO 6 12 January 2015 11 February 2022
Harmony Asset Management Limited 亨亞管理有限公司 RO 4 12 January 2015 11 February 2022
Harmony Asset Management Limited 亨亞管理有限公司 RE 9 06 September 2011 09 September 2015
Harmony Asset Management Limited 亨亞管理有限公司 RE 6 06 September 2011 12 January 2015
Harmony Asset Management Limited 亨亞管理有限公司 RE 4 06 September 2011 12 January 2015