SFC Licences of JIAN Xu 見旭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 31 August 2023 | |
| Morgan Stanley Hong Kong Securities Limited | RO | 2 | 14 January 2020 | 17 May 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 14 January 2020 | 17 May 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 01 November 2016 | 14 January 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 November 2016 | 14 January 2020 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 23 August 2011 | 03 August 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 23 August 2011 | 03 August 2016 |