SFC Licences of WONG Wai Yam 王為任
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huajin Securities (International) Limited 華金證券(國際)有限公司 | RO | 1 | 09 March 2021 | |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 03 February 2021 | 09 March 2021 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RO | 6 | 13 February 2017 | |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RE | 6 | 25 November 2016 | 13 February 2017 |
| Cinda International Capital Limited 信達國際融資有限公司 | RE | 1 | 19 August 2011 | 19 November 2016 |
| Cinda International Capital Limited 信達國際融資有限公司 | RE | 6 | 19 August 2011 | 19 November 2016 |