SFC Licences of KONDO Keiko 近藤敬子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | 9 | 06 October 2021 | |
| Schroder Investment Management (Hong Kong) Limited | RO | 4 | 06 October 2021 | |
| Schroder Investment Management (Hong Kong) Limited | RE | 9 | 31 October 2017 | 06 October 2021 |
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 31 October 2017 | 06 October 2021 |
| UBS Asset Management (Hong Kong) Limited | RO | 9 | 05 March 2014 | 30 September 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 02 September 2011 | 30 September 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 02 September 2011 | 05 March 2014 |