SFC Licences of KO Tha Fung 高沓峯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Stellaris Asset Management Limited 麟星資產管理有限公司 RO 9 19 May 2022 02 August 2023
Stellaris Asset Management Limited 麟星資產管理有限公司 RO 4 19 May 2022 02 August 2023
Stellaris Asset Management Limited 麟星資產管理有限公司 RE 9 26 April 2022 19 May 2022
Stellaris Asset Management Limited 麟星資產管理有限公司 RE 4 26 April 2022 19 May 2022
BG Capital Management (Asia) Limited 柏治資本管理(亞洲)有限公司 RO 9 14 December 2021 31 March 2022
BG Capital Management (Asia) Limited 柏治資本管理(亞洲)有限公司 RO 4 14 December 2021 31 March 2022
Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 RO 9 21 August 2019 30 September 2020
Yonghe Asset Management (Hong Kong) Limited 庸和資產管理(香港)有限公司 RO 4 21 August 2019 30 September 2020
WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司 RO 9 07 June 2018 21 December 2018
WKA Asset Management (Hong Kong) Limited 祿存資產管理(香港)有限公司 RO 4 07 June 2018 21 December 2018
Richland Asset Management (HK) Limited 高盈資產管理(香港)有限公司 RO 9 13 April 2017 03 June 2018
Elliott Advisors (HK) Limited RE 9 26 October 2011 17 August 2016