SFC Licences of LEE Shuk Ying 李淑英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
orientiert XYZ Securities Limited | RE | 9 | 02 January 2013 | 01 August 2013 |
orientiert XYZ Securities Limited | RE | 1 | 24 May 2012 | 01 August 2013 |
IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 18 October 2011 | 28 February 2012 |
IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 1 | 18 October 2011 | 28 February 2012 |