SFC Licences of ZHU Yan 朱琰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Fund Management Limited 工銀國際基金管理有限公司 | RE | 9 | 11 November 2016 | |
ICBC International Fund Management Limited 工銀國際基金管理有限公司 | RE | 4 | 11 November 2016 | |
ICBC International Fund Management Limited 工銀國際基金管理有限公司 | RE | 1 | 11 November 2016 | |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 31 August 2011 | 14 November 2016 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 31 August 2011 | 14 November 2016 |