SFC Licences of ZHU Yan 朱琰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 9 11 November 2016
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 4 11 November 2016
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 1 11 November 2016
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 31 August 2011 14 November 2016
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 31 August 2011 14 November 2016