SFC Licences of LUK Ka Yin 陸嘉延
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Interactive Brokers LLC 盈透有限公司 | RE | 3 | 11 May 2012 | 23 April 2013 |
| Interactive Brokers LLC 盈透有限公司 | RE | 2 | 11 May 2012 | 23 April 2013 |
| Interactive Brokers LLC 盈透有限公司 | RE | 1 | 11 May 2012 | 23 April 2013 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 16 November 2011 | 06 February 2012 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 30 August 2011 | 06 February 2012 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 30 August 2011 | 06 February 2012 |