SFC Licences of ENGLAND-BRAMMER Simon James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RO | 9 | 16 April 2019 | 26 October 2023 |
| Nuveen Hong Kong Limited | RO | 4 | 21 June 2017 | 26 October 2023 |
| Nuveen Hong Kong Limited | RO | 1 | 21 June 2017 | 26 October 2023 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 05 September 2011 | 12 August 2016 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 05 September 2011 | 12 August 2016 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 4 | 05 September 2011 | 12 August 2016 |