SFC Licences of LAU Wing Wa 劉詠華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 20 January 2014 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 20 January 2014 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 20 January 2014 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 20 January 2014 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 20 January 2014 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 20 January 2014 | |
| BCT Financial Limited 銀聯金融有限公司 | RE | 4 | 28 September 2011 | 06 January 2014 |
| BCT Financial Limited 銀聯金融有限公司 | RE | 1 | 28 September 2011 | 06 January 2014 |