SFC Licences of POON Siu Ming 潘紹銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MP ASSET MANAGEMENT LIMITED RO 9 17 April 2023
MP ASSET MANAGEMENT LIMITED RO 4 17 April 2023
MP ASSET MANAGEMENT LIMITED RE 9 14 March 2023 17 April 2023
MP ASSET MANAGEMENT LIMITED RE 4 14 March 2023 17 April 2023
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 RO 9 04 July 2022 14 March 2023
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 RO 4 04 July 2022 14 March 2023
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 RO 1 04 July 2022 14 March 2023
Glory Sun Securities Limited 寶新證券有限公司 RE 1 10 September 2012 13 March 2013
Cheong Lee Securities Limited 昌利證券有限公司 RE 1 14 February 2012 17 August 2012