SFC Licences of POON Siu Ming 潘紹銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MP ASSET MANAGEMENT LIMITED | RO | 9 | 17 April 2023 | |
MP ASSET MANAGEMENT LIMITED | RO | 4 | 17 April 2023 | |
MP ASSET MANAGEMENT LIMITED | RE | 9 | 14 March 2023 | 17 April 2023 |
MP ASSET MANAGEMENT LIMITED | RE | 4 | 14 March 2023 | 17 April 2023 |
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 | RO | 9 | 04 July 2022 | 14 March 2023 |
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 | RO | 4 | 04 July 2022 | 14 March 2023 |
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 | RO | 1 | 04 July 2022 | 14 March 2023 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 10 September 2012 | 13 March 2013 |
Cheong Lee Securities Limited 昌利證券有限公司 | RE | 1 | 14 February 2012 | 17 August 2012 |