SFC Licences of KWOK Kit Ying 郭潔凝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
First Sentier Investors (Hong Kong) Limited	RO	9	20 June 2022
First Sentier Investors (Hong Kong) Limited	RO	4	20 June 2022
First Sentier Investors (Hong Kong) Limited	RO	1	20 June 2022
First Sentier Investors (Hong Kong) Limited	RE	4	17 August 2021	20 June 2022
First Sentier Investors (Hong Kong) Limited	RE	9	04 August 2021	20 June 2022
First Sentier Investors (Hong Kong) Limited	RE	1	04 August 2021	20 June 2022
Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司	RE	9	30 May 2019	10 June 2021
Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司	RE	1	30 May 2019	10 June 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	17 August 2017	14 August 2019
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	2	11 October 2016	14 August 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	20 July 2016	14 August 2019
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	20 July 2016	10 October 2016
Moody's Investors Service Hong Kong Limited	RE	10	08 September 2011	06 June 2015