SFC Licences of CHEUNG Ka Ki 張家琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 12 December 2023 | |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 12 December 2023 | |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 25 September 2017 | 14 October 2023 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 25 September 2017 | 14 October 2023 |
China Reserve Securities Limited 東儲證券有限公司 | RE | 1 | 30 August 2013 | 06 September 2017 |
Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 14 September 2011 | 24 August 2013 |