SFC Licences of POON Kit Man Joe 潘傑文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 2 | 11 June 2012 | 18 December 2012 |
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 3 | 23 September 2011 | 18 December 2012 |
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 | RE | 1 | 23 September 2011 | 18 December 2012 |