SFC Licences of WOODCOCK Charles Maxwell Howieson
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Outset Global (Hong Kong) Limited | RO | 1 | 23 February 2023 | |
Outset Global (Hong Kong) Limited | RE | 1 | 14 December 2022 | 23 February 2023 |
Kaizen Capital Partners Limited | RE | 9 | 13 April 2021 | 07 May 2021 |
Zaaba Capital Limited | RE | 9 | 19 October 2017 | 28 March 2021 |
Asiya Investments Hong Kong Limited | RE | 9 | 30 August 2016 | 01 March 2017 |
Asiya Investments Hong Kong Limited | RE | 4 | 30 August 2016 | 01 March 2017 |
Pearl Street Advisors Limited | RE | 9 | 08 March 2016 | 25 June 2016 |
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 06 May 2013 | 26 January 2016 |
Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 | RE | 1 | 03 October 2011 | 01 June 2012 |