SFC Licences of GROVES James Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 1 | 30 September 2011 | 20 November 2014 |
| UBS Securities Asia Limited | RE | 1 | 30 September 2011 | 20 November 2014 |
| UBS Securities Hong Kong Limited | RE | 7 | 30 September 2011 | 20 November 2014 |