SFC Licences of CHOW Shuk Wan 周淑雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sino Wealth Securities Limited 國新證券有限公司 | RE | 1 | 27 September 2019 | |
Truth Securities Limited 致富證券投資有限公司 | RE | 1 | 30 September 2011 | 31 January 2019 |