SFC Licences of LAU Ming Ki, Vickie 劉明琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RO | 9 | 11 April 2017 | |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 1 | 01 September 2016 | |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 9 | 24 March 2015 | 11 April 2017 |
| Formax Asset Management Limited 福億資產管理有限公司 | RE | 9 | 29 July 2014 | 06 March 2015 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 4 | 07 May 2014 | 15 July 2014 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 9 | 09 December 2013 | 17 April 2014 |
| Blossomhill Investment Limited 豐碩投資有限公司 | RE | 9 | 24 October 2011 | 30 November 2013 |