SFC Licences of PROMBOON Warut
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MLB Asset Management Limited | RE | 4 | 13 September 2017 | |
| Dagong Global Credit Rating (Hong Kong) Co., Limited 大公國際資信評估(香港)有限公司 | RO | 10 | 14 April 2015 | 17 April 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 10 October 2011 | 25 July 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 10 October 2011 | 25 July 2013 |