SFC Licences of TAM Ka Wing 譚家榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SBI FX Co., Limited 吉獅有限公司 | RO | 3 | 21 July 2016 | 17 June 2022 |
Future Growth Financial Services Limited 聚合金融服務有限公司 | RO | 3 | 10 December 2014 | 02 December 2015 |
Swissquote Asia Limited | RE | 3 | 12 April 2013 | 28 February 2014 |
Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) 嘉盛集團(香港)有限公司 (以嘉盛香港, 嘉盛亞太, 嘉盛外匯名義經營業務) | RO | 3 | 14 November 2011 | 13 March 2012 |
Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) 嘉盛集團(香港)有限公司 (以嘉盛香港, 嘉盛亞太, 嘉盛外匯名義經營業務) | RE | 3 | 26 October 2011 | 14 November 2011 |